Jeff KnoxCRD Number: 5374115
Current Firm: Cetera Investment Advisers LLC
Jeff Knox (CRD# 5374115) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Red Bank, TN and has over 9 years of experience in the finance industry.
Brooks, Moore & Associates, Inc.
|Cetera Investment Services LLC||St. Cloud, MN||Feb 2018 - Current||< 1|
|Regions Bank||Red Bank, TN||Feb 2018 - Current||< 1|
|Cetera Investment Advisers LLC||Red Bank, TN||Feb 2018 - Current||< 1|
|Bb&t Securities, LLC||Chattanooga, TN||Jan 2018 - Feb 2018||< 1|
|Bbtis||Chattanooga, TN||May 2015 - Feb 2018||2|
|Lpl Financial, LLC||Chattanooga, TN||Mar 2014 - Apr 2015||1|
|Valic Financial Advisors, Inc.||Brentwood, TN||Jun 2011 - Mar 2014||2|
|American General||Chattanooga, TN||May 2011 - Jun 2011||< 1|
|First Volunteer Bank||Chattanooga, TN||Jan 2010 - May 2011||1|
|Bethel University||Chattanooga, TN||Jul 2009 - Jan 2010||< 1|
|Met Securities||Chattanooga, TN||Nov 2008 - Jul 2009||< 1|
|Suntrust Bank||Chattanooga, TN||May 2006 - Nov 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2008|
|S65||NASAA Investment Advisors Law Examination||Apr 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management7,816MILLIONS
Total Number of Accounts41,288ACCOUNTS
Average Account Value$189,310
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.