CRD# 1186862
Proactive Capital Management, Inc.
CRD# 5479226
Cambridge Investment Research Advisors, Inc.
CRD# 6399978
Edward Jones
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Topeka, KS | Jul 2021 - Current | 2 |
Arrowealth Financial LLC | Topeka, KS | Feb 2019 - Jul 2021 | 2 |
Sales & Marketing Executives Of Topeka | Topeka, KS | Apr 2012 - Jul 2021 | 9 |
Various Insurance Carriers For W & R Insurance Agencies | Topeka, KS | Feb 2002 - Jul 2021 | 19 |
Waddell & Reed, Inc. | Topeka, KS | May 2001 - Jul 2021 | 20 |
Topeka Blues Society | Topeka, KS | Sep 2014 - May 2021 | 6 |
C7j Inc. | Topeka, KS | Jan 2018 - May 2019 | 1 |
Top Of The Tower Inc. | Topeka, KS | Apr 2015 - Sep 2018 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Dec 1985 |
S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
S66 | NASAA Uniform Combined State Law Examination | Oct 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- KS
- SC
- TX
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Total Assets Under Management368,019MILLIONS
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Total Number of Accounts1,688,501ACCOUNTS
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Average Account Value$217,956
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
Securities and Investment Advisory Services offered through Waddell & Reed, Inc., a Broker/Dealer, Member FINRA/SIPC and a Federally Registered Investment Advisor.
Insurance products are offered through insurance companies/agencies with which Waddell & Reed has sales arrangements.
Investment and Insurance products offered through Waddell & Reed, Inc.: Not FDIC/NCUA Insured • No Bank Guarantee • May Lose Value
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