Jeffrey Roy, financial advisor Pensacola FL
78 score

Jeffrey Roy

CRD Number: 6398348
Current Firm: Bbva Wealth Solutions Inc.

Jeffrey Roy (CRD# 6398348) is an Investment Advisor Representative working at Bbva Wealth Solutions Inc. in Pensacola, FL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bbva Wealth Solutions Inc. Pensacola, FL Nov 2016 - Current 1
Bbva Securities Inc. Pensacola, FL Oct 2016 - Current 1
Bbva Compass Insurance Agency, Inc. Austin, TX Oct 2016 - Current 1
Compass Bank Birmingham, AL Oct 2016 - Current 1
Uber Pensacola, FL Mar 2016 - Current 2
Wells Fargo Advisors, LLC Fort Benning, GA Sep 2014 - Oct 2016 2
Wells Fargo Bank Na Fort Benning, GA Apr 2014 - Oct 2016 2
Lowes Fort Walton Beach, FL Feb 2011 - Feb 2014 3
The Home Depot Pensacola, FL Aug 2006 - Dec 2010 4
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2014
S63 Uniform Securities State Law Examination Nov 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Jeffrey A. Roy
Phone Number: 713-552-9277
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    431
    MILLIONS
  • Total Number of Accounts
    1,342
    ACCOUNTS
  • Average Account Value
    $321,107
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, FL, GA, HI, IA, IL, IN, KS, LA, MA, MD, MI, MN, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI

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BADGES
78

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