Jeremy Swank, financial advisor Austin TX
41 score

Jeremy Swank

CRD Number: 3168639
Current Firm: Kestra Advisory Services, LLC

Jeremy Swank (CRD# 3168639) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Austin, TX and has over 19 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Nfp Advisor Services, LLC Mansfield, OH Aug 2016 - Current 1
Summit Brokerage Services Inc. Mansfield, OH Jan 2010 - Aug 2016 6
Summit Financial Group Inc. Mansfield, OH Jan 2010 - Aug 2016 6
Linsco Private Ledger Mansfield, OH Jul 2006 - Jan 2010 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1999
S65 NASAA Investment Advisors Law Examination Dec 1999
S66 NASAA Uniform Combined State Law Examination Feb 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Jeremy N. Swank
Phone Number: 7374437101
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    16,009
    MILLIONS
  • Total Number of Accounts
    63,471
    ACCOUNTS
  • Average Account Value
    $252,225
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
41

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