Joe Abbott, financial advisor Plainview TX

Joe Abbott

CRD Number: 4452950
Current Firm: Wells Fargo Clearing Services, LLC

Joe Abbott (CRD# 4452950) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Plainview, TX and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC San Antonio, TX Jun 2018 - Current 2
Bbva Compass Insurance Agency, Inc. Austin, TX Sep 2014 - Jun 2018 3
Bbva Wealth Solutions Inc. Lubbock, TX Jun 2014 - Jun 2018 4
Bbva Securities Inc. Lubbock, TX May 2014 - Jun 2018 4
Compass Bank Birmingham, AL Apr 2014 - May 2014 < 1
Bmo Investments Inc. Woodstock, Dec 2012 - Apr 2014 1
Unemployed Wicklow, Aug 2012 - Dec 2012 < 1
Self Employed Florenceville, Mar 2005 - Aug 2012 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Joe M. Abbott
Phone Number: 314-875-3000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    568,760
    MILLIONS
  • Total Number of Accounts
    1,434,300
    ACCOUNTS
  • Average Account Value
    $396,542
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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