John Broderick, financial advisor Park City UT

John Broderick

CRD Number: 1470736
Current Firm: Stifel, Nicolaus & Company, Incorporated

John Broderick (CRD# 1470736) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Park City, UT and has over 32 years of experience in the finance industry.

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Equitable Advisors, LLC
Company Name Location Dates Years
Stifel, Nicolaus & Company, Incorporated St. Louis, MO Dec 2015 - Current 5
Barclays Capital Inc. New York, NY Dec 2011 - Current 9
Credit Suisse Securities (usa) LLC New York, NY Sep 1996 - Dec 2011 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1988
S66 NASAA Uniform Combined State Law Examination Mar 2008
Contact Info for John C. Broderick
Phone Number: 314-342-2000
Registered State(s):
  • PA
  • TX
  • UT
By the Numbers
  • Total Assets Under Management
    97,687
    MILLIONS
  • Total Number of Accounts
    244,516
    ACCOUNTS
  • Average Account Value
    $399,512
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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