John BuseyCRD Number: 2982127
Current Firm: Lifemark Securities Corp.
John Busey (CRD# 2982127) is an Investment Advisor Representative working at Lifemark Securities Corp. in Alpharetta, GA and has over 20 years of experience in the finance industry.
Terra Firma Financial LLC
Independent Financial Partners
Pragmatic Financial Strategies, Inc.
|Lifemark Securities Corp.||Rochester, NY||Aug 2017 - Current||< 1|
|Independent Insurance Agent||Alpharetta, GA||Feb 2005 - Current||13|
|Invest Financial Corp||Tampa, FL||Jan 2005 - May 2017||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1997|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
- Judgments / Liens
Total Assets Under Management39MILLIONS
Total Number of Accounts464ACCOUNTS
Average Account Value$84,986
- A percentage of assets under your management
- Financial planning services
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NY, OH, PA, RI, SC, TN, TX, VA, VT, WI, WV
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