John FrancisCRD Number: 1296945
Current Firm: Morgan Stanley
John Francis (CRD# 1296945) is an Investment Advisor Representative working at Morgan Stanley in Ponte Vedra Beach, FL and has over 33 years of experience in the finance industry.
Northwestern Mutual Investment Services,llc
Paragon Wealth Strategies, LLC
Wealth By Empowerment
|Morgan Stanley Private Bank, N.a.||New York, NY||Oct 2016 - Current||1|
|Morgan Stanley||Ponte Vedra Beach, FL||Aug 2016 - Current||1|
|Ameriprise Financial Services Inc.||Jacksonville, FL||Nov 2012 - Aug 2016||3|
|Various Insurance Carriers For W & R Insurance Agencies||Ponte Vedra Beach, FL||Dec 2010 - Nov 2012||1|
|Waddell & Reed, Inc.||Jacksonville, FL||Sep 2010 - Nov 2012||2|
|Francis Realty And Property Management||Ponte Vedra, FL||Jun 2009 - Nov 2012||3|
|Jax Lax Sports LLC||St Augustine, FL||Dec 2008 - Nov 2012||3|
|First New York Securities LLC||New York, NY||Nov 2008 - Jun 2009||< 1|
|Unemployed||Ponte Verde, PA||Sep 2003 - Nov 2008||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1984|
|S66||NASAA Uniform Combined State Law Examination||Nov 2010|
Total Assets Under Management598,503MILLIONS
Total Number of Accounts1,610,240ACCOUNTS
Average Account Value$371,685
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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