John Hamel
CRD Number: 4124627Current Firm: Austec Wealth Management, LLC
Compensation Model: Fee Only
John Hamel (CRD# 4124627) is an Investment Advisor Representative working at Austec Wealth Management, LLC in Highlands Ranch, CO and has over 17 years of experience in the finance industry.
Austec Wealth Management is a Registered Investment Adviser that was founded to provide financial planning services and portfolio management to individuals (business owners, retiree’s) and business entities.
We've observed that business owners and retiree’s generally have more income needs during economic recessions and traditional investment strategies tend to not address this issue. This may mean that withdrawals from traditional investment strategies during market corrections may take more time to recover from portfolio losses and decrease returns.
The primary investment strategy recommended is a diversified asset allocation emphasizing mutual funds and ETFs that are broadly diversified. The goal is to become more defensive prior to the entry of a economic recession and more opportunistic during economic recessions. This method's objective is to decrease the time it takes to recover from market losses and increase returns.
CRD# 1036566
Buswell Associates, Inc.
CRD# 5513725
Margin
CRD# 5267609
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Austec Capital, LLC | Elizabeth, CO | Nov 2022 - Current | 1 |
| Gt Securities, Inc. | Los Angeles, CA | Nov 2022 - Current | 1 |
| Austec Business Transitions, LLC | Elizabeth, CO | Jun 2015 - Current | 8 |
| Austec Wealth Management | Elizabeth, CO | Oct 2014 - Current | 9 |
| Frontier Wealth Management | Lone Tree, CO | Jan 2015 - Mar 2015 | < 1 |
| Cpfa LLC | Greenwood Village, CO | Apr 2007 - Dec 2014 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2003 |
| S63 | Uniform Securities State Law Examination | Dec 2022 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
- TX
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Total Assets Under Management2MILLIONS
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Total Number of Accounts16ACCOUNTS
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Average Account Value$150,481
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CO, TX
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