John Kelly (CRD# 1114573) is an Investment Advisor Representative working at Riverpath Investments LLC in Bend, OR and has over 39 years of experience in the finance industry. John Kelly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2405340
Ascent Capital
CRD# 6255154
Axia Wealth Management Inc.
CRD# 4771734
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Riverpath Investments LLC | Folsom, CA | Sep 2016 - Current | 7 |
| Acacia Mutual Life | Sacto, CA | Aug 1984 - Current | 39 |
| Mml Investors Services, Inc. | Sacramento, CA | Jul 1996 - Sep 2016 | 20 |
| Massachusetts Mutual Life Insurance Comp | Springfield, MA | Oct 1995 - Sep 2016 | 20 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1985 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management255MILLIONS
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Total Number of Accounts206ACCOUNTS
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Average Account Value$1,239,598
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CA, TX
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