John Lacey, financial advisor Vista CA

John Lacey

CRD Number: 1264017
Current Firm: Osaic Wealth, Inc.

John Lacey (CRD# 1264017) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Vista, CA and has over 29 years of experience in the finance industry. John Lacey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Osaic Wealth, Inc. Vista, CA Sep 2023 - Current < 1
Sagepoint Financial, Inc. Vista, CA Apr 2023 - Current < 1
Edward Jones St.louis, MO Jul 2019 - Apr 2023 3
Unemployed Carlsbad, CA Feb 2019 - Jun 2019 < 1
John Hancock Carlsbad, CA Mar 2015 - Jan 2019 3
John Hancock Funds LLC Boston, MA Oct 2013 - Jan 2019 5
John Hancock Anaheim Hills, CA Oct 2013 - Mar 2015 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1994
Contact Info for John A. Lacey
Phone Number: 800-821-5100 EXT. 5389
Registered State(s):
  • CA
  • PA
By the Numbers
  • Total Assets Under Management
    29,536
    MILLIONS
  • Total Number of Accounts
    149,233
    ACCOUNTS
  • Average Account Value
    $197,920
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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