John Pelham (CRD# 1252189) is an Investment Advisor Representative working at Ameritas Advisory Services, LLC in Homewood, AL and has over 40 years of experience in the finance industry.
CRD# 2842337
Nbc Securities, Inc.
CRD# 6641051
Rfg Advisory, LLC
CRD# 6186795
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pelham Financial LLC | Homewood, AL | Aug 2023 - Current | < 1 |
| Ameritas Advisory Services, LLC | Lincoln, NE | Feb 2023 - Current | 1 |
| Pellham Financial Group | Homewood, AL | Nov 2006 - Current | 17 |
| Ameritas Investment Corp. | Lincoln, NE | Oct 2003 - Current | 20 |
| Ameritas Life Insurance Corp | Lincoln, NE | Oct 2003 - Current | 20 |
| Nowlin And Associates | Homewood, AL | Mar 1998 - Current | 26 |
| The Ascent Group | Homewood, AL | May 2021 - Feb 2023 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1984 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1995 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AL
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Total Assets Under Management10,289MILLIONS
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Total Number of Accounts39,033ACCOUNTS
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Average Account Value$263,605
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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