John Rowe, financial advisor Austin TX

John Rowe

CRD Number: 5938955
Current Firm: Equitable Advisors, LLC

John Rowe (CRD# 5938955) is an Investment Advisor Representative working at Equitable Advisors, LLC in Austin, TX and has over 11 years of experience in the finance industry.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Equitable Advisors, LLC New York, NY Oct 2019 - Current 4
Axa Advisors, LLC New York, NY Oct 2019 - Jun 2020 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Georgetown, TX Nov 2017 - Oct 2019 1
Bank Of America, N.a. Georgetown, TX Nov 2017 - Oct 2019 1
Family Heritage Austin, TX May 2017 - Aug 2017 < 1
Axa Advisors, LLC New York, NY Nov 2012 - Apr 2017 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2012
S65 NASAA Investment Advisors Law Examination May 2013
Contact Info for John G. Rowe
Phone Number: 212-314-4600
Firm Website: http://equitable.com
Registered State(s):
  • AZ
  • AR
  • CA
  • KY
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • TX
  • VA
  • WA
By the Numbers
  • Total Assets Under Management
    27,251
    MILLIONS
  • Total Number of Accounts
    77,076
    ACCOUNTS
  • Average Account Value
    $353,557
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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