John Saia, financial advisor Sinking Spring PA
83 score

John Saia

CRD Number: 4630340
Current Firm: Citizens Securities, Inc.

John Saia (CRD# 4630340) is an Investment Advisor Representative working at Citizens Securities, Inc. in Sinking Spring, PA and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Cco Investment Services Corp Lancaster, PA Jun 2011 - Current 6
Johnny Cool Incorporated Lancaster, PA Oct 2004 - Current 13
Sovereign Bank Lancaster, PA Oct 2005 - Jun 2011 5
Lpl Financial Lancaster, PA Oct 2005 - Jun 2011 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2006
S65 NASAA Investment Advisors Law Examination Nov 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for John A. Saia
Phone Number: 1-800-942-8300
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    3,586
    MILLIONS
  • Total Number of Accounts
    26,251
    ACCOUNTS
  • Average Account Value
    $136,605
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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