John SchmidtCRD Number: 5353474
Current Firm: Royal Alliance Associates, Inc.
John Schmidt (CRD# 5353474) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Centerville, OH and has over 6 years of experience in the finance industry.
Sound Financial Investment Management, LLC
Raymond James & Associates, Inc.
|Royal Alliance||Centerville, OH||Nov 2017 - Current||< 1|
|Wells Fargo Advisors Financial Network, LLC||Dayton, OH||Aug 2011 - Oct 2017||6|
|American Funds Distributors||Indianapolis, IN||Jun 2007 - Aug 2011||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2011|
Total Assets Under Management5,420MILLIONS
Total Number of Accounts22,069ACCOUNTS
Average Account Value$245,585
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY