John ShankCRD Number: 5620777
Current Firm: Wells Fargo Clearing Services, LLC
John Shank (CRD# 5620777) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Fort Wayne, IN and has over 9 years of experience in the finance industry.
Creative Financial Designs, Inc.
Transamerica Financial Advisors, Inc.
Monarch Capital Management Inc.
|Wells Fargo Clearing Services, LLC||Fort Wayne, IN||Nov 2016 - Current||1|
|Wells Fargo Advisor, LLC||Fort Wayne, IN||Mar 2012 - Nov 2016||4|
|Bank Of America, N.a.||Fort Wayne, IN||Dec 2009 - Mar 2012||2|
|Merrill Lynch||Fort Wayne, IN||Nov 2008 - Mar 2012||3|
|J H Shank, Inc.||Fort Wayne, IN||Jan 1994 - Nov 2008||14|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY