Jon Scott, financial advisor Lake View NY

Jon Scott

CRD Number: 417094
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jon Scott (CRD# 417094) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Lake View, NY and has over 39 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Buffalo, NY May 2012 - Current 10
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York, NY Mar 2006 - Current 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1983
S66 NASAA Uniform Combined State Law Examination Dec 2010
Contact Info for Jon A. Scott
Phone Number: 800-637-7455
Registered State(s):
  • NY
  • SC
  • TX
By the Numbers
  • Total Assets Under Management
    1,283,838
    MILLIONS
  • Total Number of Accounts
    2,825,602
    ACCOUNTS
  • Average Account Value
    $454,359
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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