Jose Lopes, financial advisor Mansfield MA
96 score

Jose Lopes

CRD Number: 5478817
Current Firm: Securian Financial Services, Inc.

Jose Lopes (CRD# 5478817) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Mansfield, MA and has over 10 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Securian Advisors Of New England Mansfield, MA Aug 2017 - Current < 1
Securian Financial Services, Inc. St. Paul, MN Aug 2017 - Current < 1
Minnesota Life Insurance Company St. Paul, MN Aug 2017 - Current < 1
Jl Financial Group Pawtucket, RI Jan 2017 - Current 1
Principal Life Insurance Company Pawtucket, RI May 2015 - Jul 2017 2
Princor Financial Services Corporation Pawtucket, RI May 2015 - Jul 2017 2
Mml Investors Services Warwick, RI Jan 2008 - May 2015 7
Massmutual Life Insurance Company Warwick, RI Dec 2007 - May 2015 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2008
Contact Info for Jose E. Lopes
Phone Number: 651-665-5609
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    7,655
    MILLIONS
  • Total Number of Accounts
    33,011
    ACCOUNTS
  • Average Account Value
    $231,901
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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