Jose Luis Bufanda
CRD Number: 7124321Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jose Luis Bufanda (CRD# 7124321) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Queen Creek, AZ and has over 4 years of experience in the finance industry.
CRD# 5720193
Lpl Financial LLC
CRD# 5169178
J.p. Morgan Securities LLC
CRD# 4253555
U.s. Bancorp Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tempe, AZ | May 2016 - Current | 7 |
| Bank Of America, N.a. | Tempe, AZ | May 2016 - Current | 7 |
| Red Mountain High School | Mesa, AZ | Aug 2007 - May 2019 | 11 |
| Gms/ E & C Services | Gilbert, AZ | May 2015 - May 2018 | 3 |
| Bevmo | Tempe, AZ | May 2015 - Feb 2016 | < 1 |
| Mesa Community College | Mesa, AZ | Aug 2009 - Dec 2015 | 6 |
| Wells Fargo | Mesa, AZ | Dec 2012 - May 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2019 |
- CA
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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