Joseph Gutierrez, financial advisor Alpharetta GA
90 score

Joseph Gutierrez

CRD Number: 6151409
Current Firm: E*trade Capital Management, LLC

Joseph Gutierrez (CRD# 6151409) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Alpharetta, GA and has over 5 years of experience in the finance industry.

Similar Advisors
Alan Thomson, financial advisor Alpharetta GA
Alan D. Thomson
CRD# 3020755
Terra Firma Financial LLC
Score
105
Similar Advisors
Kary Brownlee, financial advisor Alpharetta GA
Kary N. Brownlee
CRD# 4540792
Independent Financial Partners
Score
103
Similar Advisors
Jason Culp, CFP®, financial advisor Alpharetta GA
Jason B. Culp, CFP®
CRD# 4782894
Pragmatic Financial Strategies, Inc.
Score
103
Company Name Location Dates Years
E*trade Capital Management LLC Alpharetta, GA Sep 2016 - Current 1
E*trade Securities LLC Alpharetta, GA Sep 2016 - Current 1
Sii Nashville, TN Jan 2014 - Sep 2016 2
Oneamerica Securities Norcross, GA Jan 2013 - Dec 2013 < 1
American United Life Norcross, GA Aug 2012 - Dec 2013 1
Intelligent Inventory Solutions Smyrna, GA Jul 2011 - Sep 2012 1
Unemployed Smyrna, GA Mar 2010 - Jun 2011 1
Atlanta Beverage Company Atlanta, GA Feb 2007 - Feb 2010 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2013
Contact Info for Joseph D. Gutierrez
Phone Number: 646-521-4300
Firm Website: https://www.etrade.com
Registered State(s):
  • GA
  • TX
By the Numbers
  • Total Assets Under Management
    5,445
    MILLIONS
  • Total Number of Accounts
    29,958
    ACCOUNTS
  • Average Account Value
    $181,751
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from Joseph Gutierrez and other advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.