Joseph Pantozzi (CRD# 1065684) is an Investment Advisor Representative working at Ameritas Advisory Services, LLC in Halifaxx, PA and has over 27 years of experience in the finance industry.
CRD# 3244566
Cetera Investment Advisers LLC
CRD# 5813419
Cambridge Investment Research Advisors, Inc.
CRD# 3113314
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ameritas Advisory Services, LLC | Lincoln, NE | May 2023 - Current | < 1 |
| Aero Wealth LLC | Las Vegas, NV | Dec 2021 - Current | 2 |
| Alpha Omega Wealth | Las Vegas, NV | Jan 2016 - Current | 8 |
| Ameritas Life Insurance Corp Of New York | New York, NY | Jan 2010 - Current | 14 |
| Ameritas Investment Company, LLC | Lincoln, NE | Jun 2006 - Current | 17 |
| Ameritas Life Insurance Company | Lincoln, NE | Jun 2006 - Current | 17 |
| The Ascent Group, LLC | Virginia Beach, VA | Sep 2021 - Feb 2023 | 1 |
| Ameritas Advisory Services, LLC | Lincoln, NE | Nov 2021 - Jan 2023 | 1 |
| Unbridled Wealth, LLC | Denver, CO | Apr 2017 - Sep 2020 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1997 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PA
- TX
-
Total Assets Under Management10,289MILLIONS
-
Total Number of Accounts39,033ACCOUNTS
-
Average Account Value$263,605
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.