Joseph StapletonCRD Number: 5617995
Current Firm: Spinnaker Investment Group, LLC
Joseph Stapleton (CRD# 5617995) is an Investment Advisor Representative working at Spinnaker Investment Group, LLC in Newport Beach, CA and has over 9 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Rs Crum Inc.
|Stephen A. Kohn & Associates, Ltd.||Lakewood, CO||Nov 2017 - Current||< 1|
|Spinnaker Investment Group, LLC||Newport Beach, CA||May 2016 - Current||1|
|Massmutual Life Insurance Company||Irvine, CA||Oct 2014 - May 2016||1|
|Mml Investors Services LLC||Irvine, CA||Oct 2014 - May 2016||1|
|Signature Resources Capital Management||Irvine, CA||Nov 2010 - May 2016||5|
|Signature Resources, I&fs, Inc.||Irvine, CA||Mar 2008 - May 2016||8|
|Signator Investors, Inc.||Irvine, CA||Nov 2008 - Nov 2014||6|
|Kimera Restaurant||Irvine, CA||Jan 2008 - Sep 2008||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2008|
Total Assets Under Management158MILLIONS
Total Number of Accounts690ACCOUNTS
Average Account Value$228,612
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, TX
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