Joseph Thaman, financial advisor Saint Louis MO

Joseph Thaman

CRD Number: 4918600
Current Firm: Mutual Advisors, LLC

Joseph Thaman (CRD# 4918600) is an Investment Advisor Representative working at Mutual Advisors, LLC in Saint Louis, MO and has over 12 years of experience in the finance industry.

Similar Advisors
William Meyer, financial advisor Saint Louis MO
William L. Meyer
CRD# 1018380
Cutter & Company, Inc.
Similar Advisors
Zachary Han, financial advisor Saint Louis MO
Zachary H. Han
CRD# 5259774
Moneta Group Investment Advisors, LLC
Similar Advisors
Amy (kwasny) Sharpe, financial advisor Saint Louis MO
Amy B. (kwasny) Sharpe
CRD# 3168400
Creative Planning
Company Name Location Dates Years
Mutual Securities, Inc. Camarillo, CA Sep 2020 - Current 1
Mutual Advisors, LLC Casper, WY Sep 2020 - Current 1
Affton Athletic Association St. Louis, MO May 2017 - Current 4
Arch Brokerage, Inc. St. Louis, MO Jan 2017 - Current 4
Vertical Financial, LLC St. Louis, MO Apr 2018 - Sep 2020 2
Resources Investment Advisors Overland Park, KS Apr 2018 - Sep 2020 2
Triad Advisors LLC Norcross, GA Apr 2018 - Aug 2020 2
The Capital Group, LLC St. Louis, MO Sep 2017 - Apr 2018 < 1
John Burroughs School St. Louis, MO Mar 2017 - May 2017 < 1
Extended Travel St. Louis, MO Mar 2013 - Jan 2017 3
Metropolitan Life Ins Co Westchester, IL Jan 2005 - Mar 2013 8
Metlife Securities, Inc. Westchester, IL Jan 2005 - Mar 2013 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2008
S66 NASAA Uniform Combined State Law Examination Jul 2018
Contact Info for Joseph B. Thaman
Phone Number: 307-439-6357
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    3,593
    MILLIONS
  • Total Number of Accounts
    12,395
    ACCOUNTS
  • Average Account Value
    $289,864
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.