Joseph Thaman, financial advisor Saint Louis MO

Joseph Thaman

CRD Number: 4918600
Current Firm: Mutual Advisors, LLC

Joseph Thaman (CRD# 4918600) is an Investment Advisor Representative working at Mutual Advisors, LLC in Saint Louis, MO and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Mutual Securities, Inc. Camarillo, CA Sep 2020 - Current 3
Mutual Advisors, LLC Casper, WY Sep 2020 - Current 3
Affton Athletic Association St. Louis, MO May 2017 - Current 6
Arch Brokerage, Inc. St. Louis, MO Jan 2017 - Current 7
Vertical Financial, LLC St. Louis, MO Apr 2018 - Sep 2020 2
Resources Investment Advisors Overland Park, KS Apr 2018 - Sep 2020 2
Triad Advisors LLC Norcross, GA Apr 2018 - Aug 2020 2
The Capital Group, LLC St. Louis, MO Sep 2017 - Apr 2018 < 1
John Burroughs School St. Louis, MO Mar 2017 - May 2017 < 1
Extended Travel St. Louis, MO Mar 2013 - Jan 2017 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2008
S66 NASAA Uniform Combined State Law Examination Jul 2018
Contact Info for Joseph B. Thaman
Phone Number: 307-439-6357
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    5,306
    MILLIONS
  • Total Number of Accounts
    20,842
    ACCOUNTS
  • Average Account Value
    $254,582
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WY

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