Juan Doria, financial advisor Miami FL

Juan Doria

CRD Number: 3157084
Current Firm: Boreal Capital Management LLC

Juan Doria (CRD# 3157084) is an Investment Advisor Representative working at Boreal Capital Management LLC in Miami, FL and has over 14 years of experience in the finance industry.

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Ucap Asset Management LLC Miami, FL Mar 2017 - May 2018 1
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Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Juan M. Doria
Phone Number: 305-459-5400
Firm Website: http://www.borealcm.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    1,286
    MILLIONS
  • Total Number of Accounts
    687
    ACCOUNTS
  • Average Account Value
    $1,872,383
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AZ, CA, CO, CT, DC, DE, FL, GA, IL, KS, MA, MD, ME, MI, MO, NC, NH, NJ, NY, PA, SC, TX, VT, WI

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