Juan Doria (CRD# 3157084) is an Investment Advisor Representative working at Boreal Capital Management LLC in Miami, FL and has over 14 years of experience in the finance industry.
CRD# 1612984
Genesis Wealth Management, Inc.
CRD# 4563511
Efg Asset Management (americas) Corp.
CRD# 4396600
Mml Investors Services, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Mora Wm Securities | Miami, FL | May 2018 - Current | 5 |
Mora Wealth Management LLC | Miami, FL | May 2018 - Current | 5 |
Ucap Asset Management LLC | Miami, FL | Mar 2017 - May 2018 | 1 |
Ucap Securities LLC | Miami, FL | Mar 2017 - May 2018 | 1 |
Bank Of America, N.a. | Miami, FL | Jul 2011 - Mar 2017 | 5 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | New York,, NY | Apr 2001 - Mar 2017 | 15 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Dec 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management1,286MILLIONS
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Total Number of Accounts687ACCOUNTS
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Average Account Value$1,872,383
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, CO, CT, DC, DE, FL, GA, IL, KS, MA, MD, ME, MI, MO, NC, NH, NJ, NY, PA, SC, TX, VT, WI
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