Judith MohrCRD Number: 1670744
Current Firm: Lpl Financial LLC
Judith Mohr (CRD# 1670744) is an Investment Advisor Representative working at Lpl Financial LLC in Tega Cay, SC and has over 35 years of experience in the finance industry. Judith Mohr has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
|Lpl Financial LLC||Fort Mill, SC||Nov 2021 - Current||1|
|Securities America, Inc.||Fort Mill, SC||Nov 2013 - Nov 2021||8|
|Securities America Advisors, Inc.||Fort Mill, SC||Nov 2013 - Nov 2021||8|
|Securities Service Network Inc.||Charolette, NC||Aug 2009 - Nov 2013||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1987|
|S65||NASAA Investment Advisors Law Examination||Oct 1995|
Total Assets Under Management368,019MILLIONS
Total Number of Accounts1,688,501ACCOUNTS
Average Account Value$217,956
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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