Julia Smith, financial advisor West Des Moines IA
93 score

Julia Smith

CRD Number: 5328623
Current Firm: Voya Financial Advisors, Inc.

Julia Smith (CRD# 5328623) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in West Des Moines, IA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Voya Financial Advisors, Inc. Louisville, KY Nov 2017 - Current < 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Oct 2017 2
Morgan Stanley Louisville, KY Apr 2014 - Oct 2017 3
Unemployed Louisville, KY Nov 2013 - Mar 2014 < 1
Park Avenue Securities Louisville, KY Oct 2010 - Oct 2013 3
Homemaker Louisville, KY Dec 2008 - Jul 2010 1
Fanfare Media Works Louisville, KY Aug 2008 - Dec 2008 < 1
Global Fitness Holdings LLC Louisville, KY Dec 2007 - Jul 2008 < 1
Smith & Smith Ltd Louisville, KY Apr 1997 - Jul 2008 11
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2014
S63 Uniform Securities State Law Examination Jan 2011
Contact Info for Julia M. Smith
Phone Number: 1-800-356-2906
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    11,151
    MILLIONS
  • Total Number of Accounts
    59,860
    ACCOUNTS
  • Average Account Value
    $186,281
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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