Karen ShanleyCRD Number: 1110968
Current Firm: Shanley & Associates, Inc.
Karen Shanley (CRD# 1110968) is an Investment Advisor Representative working at Shanley & Associates, Inc. in Las Vegas, NV and has over 33 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
The Investment Counsel Company
Hornor, Townsend & Kent, Inc.
|Cetera Advisor Networks LLC||El Segundo, CA||Nov 2017 - Current||< 1|
|Shanley & Asociates, Inc.||Las Vegas, NV||May 2003 - Current||14|
|Girard Securities, Inc.||San Diego, CA||Aug 2009 - Nov 2017||8|
|Associated Planners Investment Advisory Inc.||San Luis Obispo, CA||Jul 2003 - Aug 2009||6|
|Associated Securities Corp.||San Luis Obispo, CA||Jul 2003 - Aug 2009||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1984|
|S65||NASAA Investment Advisors Law Examination||Mar 1994|
Total Assets Under Management10MILLIONS
Total Number of Accounts57ACCOUNTS
Average Account Value$168,296
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)