Katherine PhillipsCRD Number: 6637564
Current Firm: Investment Advisor Group
Katherine Phillips (CRD# 6637564) is an Investment Advisor Representative working at Investment Advisor Group in Hancock, NY and has over 3 years of experience in the finance industry.
Investment Advisor Group
Investment Advisor Group
Vicus Capital, Inc.
|Investment Advisor Group||Hancock, NY||Feb 2021 - Current||< 1|
|American Tax And Financial Planners||Colorado Springs, CO||May 2018 - Current||3|
|Investment Advisor Alliance||Oradell, NJ||May 2018 - Current||3|
|Bfc Planning, Inc.||San Diego, CA||Mar 2018 - Apr 2018||< 1|
|Berthel Fisher & Company Financial Services, Inc.||San Diego, CA||Oct 2017 - Apr 2018||< 1|
|Stf Wealth||San Diego, CA||Sep 2017 - Feb 2018||< 1|
|Unemployed||San Diego, CA||Jul 2017 - Sep 2017||< 1|
|The Olivier Group||Baton Rouge, LA||Mar 2016 - Jul 2017||1|
|Louisiana State University||Baton Rouge, LA||Aug 2013 - May 2017||3|
|Louisiana State University - Residential Life||Baton Rouge, LA||Aug 2014 - May 2016||1|
|Tsunami Sushi||Baton Rouge, LA||Dec 2013 - Aug 2015||1|
|Louisiana State University - Financial Aid Office||Baton Rouge, LA||Aug 2013 - Aug 2014||1|
|Anacoco School||Anacoco, LA||Aug 2002 - May 2013||10|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2018|
Total Assets Under Management151MILLIONS
Total Number of Accounts352ACCOUNTS
Average Account Value$430,066
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
CA, CO, FL, GA, IA, LA, MA, NH, NJ, NV, NY, OR, PA, SC, TN, TX, VA
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