Katherine Phillips, financial advisor Hancock NY

Katherine Phillips

CRD Number: 6637564
Current Firm: Investment Advisor Group

Katherine Phillips (CRD# 6637564) is an Investment Advisor Representative working at Investment Advisor Group in Hancock, NY and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Investment Advisor Group Hancock, NY Feb 2021 - Current < 1
American Tax And Financial Planners Colorado Springs, CO May 2018 - Current 3
Investment Advisor Alliance Oradell, NJ May 2018 - Current 3
Bfc Planning, Inc. San Diego, CA Mar 2018 - Apr 2018 < 1
Berthel Fisher & Company Financial Services, Inc. San Diego, CA Oct 2017 - Apr 2018 < 1
Stf Wealth San Diego, CA Sep 2017 - Feb 2018 < 1
Unemployed San Diego, CA Jul 2017 - Sep 2017 < 1
The Olivier Group Baton Rouge, LA Mar 2016 - Jul 2017 1
Louisiana State University Baton Rouge, LA Aug 2013 - May 2017 3
Louisiana State University - Residential Life Baton Rouge, LA Aug 2014 - May 2016 1
Tsunami Sushi Baton Rouge, LA Dec 2013 - Aug 2015 1
Louisiana State University - Financial Aid Office Baton Rouge, LA Aug 2013 - Aug 2014 1
Anacoco School Anacoco, LA Aug 2002 - May 2013 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2018
Contact Info for Katherine N. Phillips
Phone Number: 607-930-4338
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    151
    MILLIONS
  • Total Number of Accounts
    352
    ACCOUNTS
  • Average Account Value
    $430,066
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

CA, CO, FL, GA, IA, LA, MA, NH, NJ, NV, NY, OR, PA, SC, TN, TX, VA

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