Kathleen DonnellyCRD Number: 1030266
Current Firm: Blackridge Asset Management, LLC
Kathleen Donnelly (CRD# 1030266) is an Investment Advisor Representative working at Blackridge Asset Management, LLC in Bradenton, FL and has over 7 years of experience in the finance industry. Kathleen Donnelly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
A New Approach Financial Planning
Fifth Third Securities, Inc.
Prosper Financial Advisers
|Tfp Brokerage||Duluth, GA||May 2017 - Current||< 1|
|Blackridge Asset Management, LLC||Williamsville, NY||May 2017 - Current||< 1|
|Sunbelt Partners, LLC||Jacksonville, FL||Apr 2011 - Current||6|
|Next Financial Group||Johns Creek, GA||Sep 2014 - May 2017||2|
|Financial Telesis Inc.||San Rafael, CA||Sep 2011 - Sep 2014||3|
|Jhfn Sii||Atlanta, GA||Jun 2010 - Sep 2011||1|
|Woodward Academy||Johns Creek, GA||Aug 2007 - Jun 2010||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2010|
|S65||NASAA Investment Advisors Law Examination||Jan 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management29MILLIONS
Total Number of Accounts173ACCOUNTS
Average Account Value$167,161
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, FL, IL, LA, MA, MI, MN, MO, NC, NH, NJ, NY, OH, PA, TX
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