Kathleen O'day, financial advisor Mooresville NC
93 score

Kathleen O'day

CRD Number: 3136129
Current Firm: The Ayco Company,l.p.

Kathleen O'day (CRD# 3136129) is an Investment Advisor Representative working at The Ayco Company,l.p. in Mooresville, NC and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
The Ayco Company, L.p./mercer Allied Mooresville, NC Sep 1998 - Current 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1999
S65 NASAA Investment Advisors Law Examination Sep 2000
Contact Info for Kathleen M. O'day
Phone Number: 518-886-4000
Firm Website: http://www.ayco.com
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    29,530
    MILLIONS
  • Total Number of Accounts
    48,415
    ACCOUNTS
  • Average Account Value
    $609,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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