Kathryn Rodriguez (CRD# 4436338) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in The Woodlands, TX and has over 22 years of experience in the finance industry. Kathryn Rodriguez has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
CRD# 7438882
Worthwise Financial Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab & Company, Inc. | The Woodlands, TX | Dec 2018 - Current | 5 |
| Charles Schwab Bank | The Woodlands, TX | Dec 2018 - Current | 5 |
| Td Ameritrade | Houston, TX | Feb 2017 - Nov 2018 | 1 |
| Efficient Wealth Management, LLC | The Woodlands, TX | May 2016 - Jan 2017 | < 1 |
| Mercer Global Advisors Inc. | Sugarland, TX | Apr 2015 - Apr 2016 | 1 |
| Fidelity Brokerage Services LLC | Dallas, TX | Jul 2001 - Mar 2015 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2006 |
- TX
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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