Kelly Rose, financial advisor Greenwood Village CO

Kelly Rose

CRD Number: 2165846
Current Firm: Prudential Financial Planning Services

Kelly Rose (CRD# 2165846) is an Investment Advisor Representative working at Prudential Financial Planning Services in Greenwood Village, CO and has over 3 years of experience in the finance industry.

Similar Advisors
Eric Courage , financial advisor Greenwood Village CO
Eric M. Courage
CRD# 5513725
Margin
Similar Advisors
Chad Aaberg, financial advisor Greenwood Village CO
Chad D. Aaberg
CRD# 4618120
Thrivent Advisor Network, LLC
Similar Advisors
Rebecca Aardal, financial advisor Greenwood Village CO
Rebecca A. Aardal
CRD# 5495455
Schaefer Financial Management, Inc.
Company Name Location Dates Years
Prudential Insurance Company Of America Englewood, CO Oct 2019 - Current 3
Pruco Securities, LLC Englewood, CO Sep 2019 - Current 3
Advocare International LP Plano, TX Mar 2003 - Current 19
10 Til 2 Aurora, CO Jan 2019 - Oct 2019 < 1
10 Til 2 Aurora, CO Jan 2019 - Sep 2019 < 1
Homemaking Highlands Ranch, CA Apr 1999 - Jan 2019 19
Hobby Lobby Stores Inc. Lone Tree, CO Feb 2018 - Mar 2018 < 1
Jen Routon (broker Associate, Madison & Company Properties) Greenwood Village, CO Apr 2017 - Jul 2017 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2019
S65 NASAA Investment Advisors Law Examination Mar 2020
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Kelly R. Rose
Phone Number: 800-235-7637
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    14,969
    MILLIONS
  • Total Number of Accounts
    92,200
    ACCOUNTS
  • Average Account Value
    $162,356
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.