Kelly Soria, financial advisor Santa Rosa CA
96 score

Kelly Soria

CRD Number: 5428001
Current Firm: Arbor Point Advisors

Kelly Soria (CRD# 5428001) is an Investment Advisor Representative working at Arbor Point Advisors in Santa Rosa, CA and has over 9 years of experience in the finance industry. Kelly Soria has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Arbor Point Advisors Santa Rosa, CA Dec 2016 - Current 1
Securities America, Inc. Santa Rosa, CA Dec 2016 - Current 1
Insurance Sales, Kelly A. Soria Santa Rosa, CA Jan 2012 - Current 6
Foothill Securities, Inc. Santa Rosa, CA Sep 2007 - Current 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2009
Contact Info for Kelly A. Soria
Phone Number: 888-777-1992
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    975
    MILLIONS
  • Total Number of Accounts
    5,754
    ACCOUNTS
  • Average Account Value
    $169,526
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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