Kemon Neal, financial advisor Dallas TX
83 score

Kemon Neal

CRD Number: 6020260
Current Firm: E*trade Capital Management, LLC

Kemon Neal (CRD# 6020260) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Dallas, TX and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Capital Management LLC Dallas, TX Feb 2018 - Current < 1
E*trade Securities LLC Dallas, TX Feb 2018 - Current < 1
Capital One Investing, LLC Plano, TX Dec 2016 - Feb 2018 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Irving, TX Sep 2013 - Dec 2016 3
Morgan Stanley Smith Barney Beaumont, TX Jan 2012 - Sep 2013 1
Unemployed Beaumont, TX Aug 2011 - Jan 2012 < 1
Dillards Beaumont, TX Sep 2010 - Sep 2011 1
Lamar University Beaumont, TX May 2009 - Aug 2011 2
Unemployed Beaumont, TX Jul 2008 - May 2009 < 1
Modia Home Theater Austin, TX Sep 2007 - Jul 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Kemon D. Neal
Phone Number: 646-521-4300
Firm Website: https://www.etrade.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    5,445
    MILLIONS
  • Total Number of Accounts
    29,958
    ACCOUNTS
  • Average Account Value
    $181,751
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
83

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