Kenneth NettletonCRD Number: 1040106
Current Firm: Raymond James & Associates, Inc.
Kenneth Nettleton (CRD# 1040106) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in O'Fallon, IL and has over 34 years of experience in the finance industry.
Visionary Wealth Advisors, LLC
Cambridge Capital Management, LLC
Steve Robbins, Inc.
|Raymond James & Associates, Inc.||Saint Louis, MO||Jan 2009 - Current||8|
|A.g. Edwards/ Wachovia Securities||Fairview Heights, IL||Oct 1978 - Jan 2009||30|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1982|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management91,401MILLIONS
Total Number of Accounts317,837ACCOUNTS
Average Account Value$287,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV