Kevin Brown, financial advisor Cortland OH
75 score

Kevin Brown

CRD Number: 1240188
Current Firm: Union Capital Company

Kevin Brown (CRD# 1240188) is an Investment Advisor Representative working at Union Capital Company in Cortland, OH and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Union Capital Company Tucson, AZ Dec 2015 - Current 2
Sterne Agee Investment Advisor Services, Inc. Birmingham, AL Jan 2015 - Dec 2015 < 1
Sterne Agee Financial Services, Inc. Cortland, OH Sep 2014 - Dec 2015 1
Wrp Investments, Inc. Youngstown, OH Mar 1997 - Dec 2015 18

Kevin Brown has no recent exams reported.
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Kevin M. Brown
Phone Number: 520-664-2001
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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