Kevin Lao (CRD# 5569262) is an Investment Advisor Representative working at Imagine Financial Security LLC in Saint Augustine, FL and has over 14 years of experience in the finance industry.
CRD# 2725491
Ameriprise Financial Services, LLC
CRD# 1575083
Ameriprise Financial Services, LLC
CRD# 4687818
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sole Proprietor | Ponte Vedra, FL | Nov 2020 - Current | 3 |
| Imagine Financial Security LLC | Ponte Vedra, FL | Nov 2020 - Current | 3 |
| Advice And Planning Services | Jacksonville, FL | May 2015 - Nov 2020 | 5 |
| Tiaa-cref Individual & Institutional Services, LLC | Jacksonville, FL | Apr 2015 - Nov 2020 | 5 |
| Northwestern Mutual Investment Services, LLC | Fairfax, VA | Feb 2013 - Mar 2015 | 2 |
| Northwestern Mutual Investment Services, LLC | Fairfax, VA | Sep 2008 - Mar 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2009 |
| S65 | NASAA Investment Advisors Law Examination | May 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management29MILLIONS
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Total Number of Accounts97ACCOUNTS
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Average Account Value$303,193
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
FL
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