Kevin Pentz, financial advisor Poulsbo WA
80 score

Kevin Pentz

CRD Number: 5570151
Current Firm: Commonwealth Financial Network

Kevin Pentz (CRD# 5570151) is an Investment Advisor Representative working at Commonwealth Financial Network in Poulsbo, WA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Commonwealth Financial Network Waltham, MA Oct 2017 - Current < 1
Thrivent Financial Appleton, WI Jan 2015 - Oct 2017 2
Thrivent Investment Management Inc. San Jose, CA Aug 2014 - Oct 2017 3
Thrivent Financial Appleton, WI Oct 2014 - Jan 2015 < 1
Veritas Group LLC Silverdale, WA Nov 2012 - Jan 2015 2
Newlife Church Silverdale, WA Mar 2011 - Oct 2014 3
Central Kitsap School District Silverdale, WA Mar 2011 - Jul 2013 2
Thrivent Financial For Lutherans Appleton, WI Jul 2008 - May 2011 2
Thrivent Investment Management Inc. Silverdale, WA Jul 2008 - May 2011 2
Good News Fellowship Ferndale, WA Jan 2006 - Oct 2008 2
Ferndale High School Ferndale, WA Feb 2004 - May 2008 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Kevin J. Pentz
Phone Number: 781-736-0700
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    61,475
    MILLIONS
  • Total Number of Accounts
    261,237
    ACCOUNTS
  • Average Account Value
    $235,323
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
80

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