Kevin Root, financial advisor Montecito CA
93 score

Kevin Root

CRD Number: 5553574
Current Firm: Oak Root LLC

Kevin Root (CRD# 5553574) is an Investment Advisor Representative working at Oak Root LLC in Montecito, CA and has over 9 years of experience in the finance industry.

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Independent Financial Partners
Company Name Location Dates Years
Oak Root LLC Sonoma, CA Jun 2015 - Current 2
Marin Financial Advisors LLC Larkspur, CA Oct 2012 - Current 5
Classic Capital, Inc. Short Hills, NJ Apr 2010 - Oct 2012 2
Streambank LLC Needham, MA Apr 2009 - Jun 2011 2
Barclays Capital Inc. New York, NY Sep 2008 - Jan 2009 < 1
Lehman Brothers New York, NY Jul 2008 - Jan 2009 < 1
Extended Travel New York, NY Jun 2008 - Jul 2008 < 1
Columbia Business School New York, NY Dec 2006 - Jun 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2009
S66 NASAA Uniform Combined State Law Examination Mar 2010
Contact Info for Kevin C. Root
Phone Number: 805-395-9767
Registered State(s):
  • CA
Current Firm Details
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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