Kevin Willingham, financial advisor Ontario CA
81 score

Kevin Willingham

CRD Number: 1835316
Current Firm: Prudential Financial Planning Services

Kevin Willingham (CRD# 1835316) is an Investment Advisor Representative working at Prudential Financial Planning Services in Ontario, CA and has over 16 years of experience in the finance industry.

Similar Advisors
Peter Paik, financial advisor Ontario CA
Peter Paik
CRD# 5031859
Ubs Financial Services Inc.
Score
103
Similar Advisors
Scott Rojas, financial advisor Ontario CA
Scott A. Rojas
CRD# 2375298
Eclectic Associates, Inc.
Score
103
Similar Advisors
Brian Carruthers, financial advisor Ontario CA
Brian R. Carruthers
CRD# 1327519
Brian Carruthers & Associates
Score
101
Company Name Location Dates Years
The Prudential Insurance Company Of America Ontario, CA Aug 2017 - Current < 1
Pruco Securities LLC Ontario, CA Aug 2017 - Current < 1
None None, CA Apr 2017 - Aug 2017 < 1
Jack Keeter & Associates Anaheim, CA Jul 2016 - Apr 2017 < 1
Edward Jones St Louis, MO Nov 2012 - Jun 2016 3
Unemployed Fontana, CA Nov 2011 - Nov 2012 1
Farmers Financial Solutions Rancho Cucamonga, CA Mar 2012 - Oct 2012 < 1
Farmers Insurance Group Rancho Cucamonga, CA Jan 2012 - Oct 2012 < 1
Church And Casualty Insurance Newport Beach, CA Nov 2001 - Nov 2011 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2012
S65 NASAA Investment Advisors Law Examination Jul 2001
S66 NASAA Uniform Combined State Law Examination Feb 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Kevin D. Willingham
Phone Number: 800-235-7637
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    5,161
    MILLIONS
  • Total Number of Accounts
    41,530
    ACCOUNTS
  • Average Account Value
    $124,275
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
81

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.