Lauren CassidyCRD Number: 6680819
Current Firm: First Trust Advisors LP
Lauren Cassidy (CRD# 6680819) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 2 years of experience in the finance industry.
Upper Left Wealth Management, LLC
Sequoia Wealth Management, LLC
Securities America Advisors, Inc.
|First Trust Portfolios LP||Wheaton, IL||Jan 2020 - Current||1|
|First Trust Advisors LP||Wheaton, IL||Jan 2020 - Current||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691)||Pennington, NJ||Jun 2018 - Dec 2019||1|
|Northwestern Mutual||Radnor, PA||Jul 2016 - Jun 2018||1|
|East Amwell Township School||Ringoes, NJ||Sep 2004 - Jun 2016||11|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2018|
Total Assets Under Management171,578MILLIONS
Total Number of Accounts3,306ACCOUNTS
Average Account Value$51,898,972
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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