Lauren Cassidy, financial advisor Wheaton IL

Lauren Cassidy

CRD Number: 6680819
Current Firm: First Trust Advisors LP

Lauren Cassidy (CRD# 6680819) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
First Trust Portfolios LP Wheaton, IL Jan 2020 - Current 1
First Trust Advisors LP Wheaton, IL Jan 2020 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691) Pennington, NJ Jun 2018 - Dec 2019 1
Northwestern Mutual Radnor, PA Jul 2016 - Jun 2018 1
East Amwell Township School Ringoes, NJ Sep 2004 - Jun 2016 11
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2018
Contact Info for Lauren M. Cassidy
Phone Number: 630-765-8000
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    171,578
    MILLIONS
  • Total Number of Accounts
    3,306
    ACCOUNTS
  • Average Account Value
    $51,898,972
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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