Lawrence Fichter, financial advisor Roswell GA
83 score

Lawrence Fichter

CRD Number: 1237833
Current Firm: Investment Advisors

Lawrence Fichter (CRD# 1237833) is an Investment Advisor Representative working at Investment Advisors in Roswell, GA and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Proequities, Inc. Roswell, GA Oct 2017 - Current < 1
Dba -- Fichter Financial Group, LLC Roswell, GA Jan 2006 - Current 12
National Planning Corporation Roswell, GA Jan 2006 - Oct 2017 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1997
S65 NASAA Investment Advisors Law Examination Jun 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Lawrence R. Fichter
Phone Number: 800-288-3035
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    2,788
    MILLIONS
  • Total Number of Accounts
    17,256
    ACCOUNTS
  • Average Account Value
    $161,538
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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