Lawrence KaplowCRD Number: 2994992
Current Firm: Truist Advisory Services, Inc.
Lawrence Kaplow (CRD# 2994992) is an Investment Advisor Representative working at Truist Advisory Services, Inc. in New York, NY and has over 24 years of experience in the finance industry.
Financial Life Focus, LLC
Park Avenue Securities LLC
High Mountain Financial Coaching LLC
|Suntrust Investment Services Inc,||Atlanta, GA||Sep 2017 - Current||4|
|Suntrust Advisory Services, Inc.||Atlanta, GA||Sep 2017 - Current||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||New York, NY||Oct 2009 - Sep 2017||7|
|Bank Of America, N.a.||New York, NY||May 2006 - Sep 2017||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1998|
|S66||NASAA Uniform Combined State Law Examination||Oct 2004|
Total Assets Under Management61,581MILLIONS
Total Number of Accounts126,886ACCOUNTS
Average Account Value$485,328
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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