Lee Rosenblum, financial advisor El Dorado Hills CA
93 score

Lee Rosenblum

CRD Number: 6160585
Current Firm: Transamerica Financial Advisors, Inc.

Lee Rosenblum (CRD# 6160585) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in El Dorado Hills, CA and has over 5 years of experience in the finance industry.

Similar Advisors
Marshall Goins, financial advisor El Dorado Hills CA
Marshall Goins
CRD# 5332818
Clarion Advisors Inc.
Score
104
Similar Advisors
Peter Ashby, financial advisor El Dorado Hills CA
Peter J. Ashby
CRD# 5292327
Adams Ashby Financial Advisors
Score
103
Similar Advisors
Grant Bledsoe, financial advisor El Dorado Hills CA
Grant S. Bledsoe
CRD# 5424910
Three Oaks Capital Management
Score
103
Company Name Location Dates Years
Farmer Veteran Coalition Davis, CA Jul 2016 - Current 1
Student Debt Solution Center, LLC Agoura Hills, CA Sep 2014 - Current 3
Debtmerica Santa Ana, CA Jul 2014 - Current 3
Harvest Development Group Old Saybrook, CT Jul 2013 - Current 4
Transamerica Financial Advisors, Inc. El Dorado Hills, CA Dec 2012 - Current 5
World Financial Group, Inc. El Dorado Hills, CA Aug 2012 - Current 5
Valley Community Legal Foundation Tarzana, CA Aug 2013 - Jun 2016 2
Unemployed Agoura Hills, CA Sep 2011 - Jul 2012 < 1
Jewish Big Brothers Big Sisters Los Angeles, CA Mar 2011 - Sep 2011 < 1
Unemployed Agoura Hills, CA Sep 2010 - Mar 2011 < 1
Anti-defamation League Los Angeles, CA Dec 2009 - Sep 2010 < 1
Usc Hillel Los Angeles, CA Jul 2007 - Dec 2009 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2013
S65 NASAA Investment Advisors Law Examination Apr 2013
Contact Info for Lee A. Rosenblum
Phone Number: 727-299-1800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    969
    MILLIONS
  • Total Number of Accounts
    14,750
    ACCOUNTS
  • Average Account Value
    $65,719
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Lee Rosenblum and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.