Lisa Bauer (CRD# 4589837) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Moultrie, GA and has over 21 years of experience in the finance industry.
CRD# 1561147
Amb Wealth, LLC
CRD# 5410514
Lpl Financial LLC
CRD# 6172825
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisors LLC | Moultrie, GA | Sep 2022 - Current | 1 |
| First Allied Advisory Services | Schaumburg, IL | Nov 2020 - Current | 3 |
| Ridge Capital Management, LLC | Woodstock, GA | Jun 2017 - Current | 6 |
| First Allied Securiites, Inc. | San Diego, CA | Apr 2015 - Sep 2022 | 7 |
| First Allied Advisory Services, Inc. | Chesterfield, MO | Apr 2015 - Nov 2020 | 5 |
| Suntrust Investment Services, Inc. | Atlanta, GA | Apr 2011 - Apr 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- GA
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
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- Educational seminars/workshops
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