Lorraine Dickman, financial advisor Rochelle Park NJ
93 score

Lorraine Dickman

CRD Number: 2986746
Current Firm: Steward Partners Investment Advisory, LLC

Lorraine Dickman (CRD# 2986746) is an Investment Advisor Representative working at Steward Partners Investment Advisory, LLC in Rochelle Park, NJ and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Steward Partners Investment Advisory, LLC New York, NY Nov 2017 - Current < 1
Raymond James Financial Services, Inc. Rochelle Park, NJ Nov 2017 - Current < 1
Steward Partners Global Advisory, LLC Rochelle Park, NJ Nov 2017 - Current < 1
Wells Fargo Clearing Services, LLC Paramus, NJ Jan 2013 - Nov 2017 4
Wells Fargo Advisors, LLC Paramus, NJ Jan 2013 - Jul 2013 < 1
Ubs Financial Services Inc. Paramus, NJ Aug 2010 - Dec 2012 2
Ubs Financial Services Inc. Paramus, NJ May 2010 - Aug 2010 < 1
Unemployed Saddle Brook, NJ Nov 2009 - May 2010 < 1
David Lerner Associates, Inc. Teaneck, NJ Nov 2009 - Nov 2009 < 1
Morgan Stanley Smith Barney Paramus, NJ Jun 2009 - Sep 2009 < 1
Citigroup Global Markets Inc. Paramus, NJ Aug 2006 - Jun 2009 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2008
S65 NASAA Investment Advisors Law Examination Jul 2009
S66 NASAA Uniform Combined State Law Examination Jan 2014
Contact Info for Lorraine A. Dickman
Phone Number: 212-364-0364
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    3,513
    MILLIONS
  • Total Number of Accounts
    7,937
    ACCOUNTS
  • Average Account Value
    $442,621
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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