Mackenzie RichardsCRD Number: 6031168
Current Firm: Citizens Securities, Inc.
Mackenzie Richards (CRD# 6031168) is an Investment Advisor Representative working at Citizens Securities, Inc. in Deep River, CT and has over 5 years of experience in the finance industry. Mackenzie Richards has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Springboard Asset Management LLC
Sagepoint Financial, Inc.
Halsey Associates Inc.
|Citizens Securities, Inc.||Narragansett, RI||Jun 2017 - Current||< 1|
|Lpl Financial LLC||San Diego, CA||Nov 2015 - May 2017||1|
|Stratos Wealth Partners||San Diego, CA||Nov 2015 - Oct 2016||< 1|
|Wells Fargo Advisors, LLC||San Diedo, CA||Dec 2013 - Nov 2015||1|
|Lpl Financial||Attleboro, MA||Jul 2012 - Dec 2013||1|
|Us Marine Corps||Ft Devens, MA||Jun 2007 - May 2013||5|
|Webster Bank||Waterbury, CT||Jan 2012 - Jul 2012||< 1|
|University Of Rhode Island||Kingston, RI||Jan 2008 - Jan 2012||4|
|Regency Cigar Emporium||East Greenwich, RI||Apr 2010 - May 2011||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2013|
Total Assets Under Management3,586MILLIONS
Total Number of Accounts26,251ACCOUNTS
Average Account Value$136,605
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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