Mackenzie Richards, financial advisor Deep River CT
96 score

Mackenzie Richards

CRD Number: 6031168
Current Firm: Citizens Securities, Inc.

Mackenzie Richards (CRD# 6031168) is an Investment Advisor Representative working at Citizens Securities, Inc. in Deep River, CT and has over 5 years of experience in the finance industry. Mackenzie Richards has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Citizens Securities, Inc. Narragansett, RI Jun 2017 - Current < 1
Lpl Financial LLC San Diego, CA Nov 2015 - May 2017 1
Stratos Wealth Partners San Diego, CA Nov 2015 - Oct 2016 < 1
Wells Fargo Advisors, LLC San Diedo, CA Dec 2013 - Nov 2015 1
Lpl Financial Attleboro, MA Jul 2012 - Dec 2013 1
Us Marine Corps Ft Devens, MA Jun 2007 - May 2013 5
Webster Bank Waterbury, CT Jan 2012 - Jul 2012 < 1
University Of Rhode Island Kingston, RI Jan 2008 - Jan 2012 4
Regency Cigar Emporium East Greenwich, RI Apr 2010 - May 2011 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2013
Contact Info for Mackenzie M. Richards
Phone Number: 1-800-942-8300
Registered State(s):
  • CT
  • RI
By the Numbers
  • Total Assets Under Management
    3,586
    MILLIONS
  • Total Number of Accounts
    26,251
    ACCOUNTS
  • Average Account Value
    $136,605
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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