Malcolm Earles, financial advisor Monroe NC
90 score

Malcolm Earles

CRD Number: 6311149
Current Firm: Dalton Financial LLC

Malcolm Earles (CRD# 6311149) is an Investment Advisor Representative working at Dalton Financial LLC in Monroe, NC and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones St Louis, MO Jul 2014 - Current 3
Us Army Shaw Afb, SC Jun 2013 - Current 4
Us Army Daegu, May 2012 - May 2013 1
Us Army Shaw Afb, SC Jun 2010 - Apr 2012 1
Us Army Atlanta, GA Mar 2009 - May 2010 1
Us Army Camp Arifjan, Aug 2008 - Feb 2009 < 1
Us Army Atlanta, GA Oct 2007 - Aug 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
Contact Info for Malcolm E. Earles
Phone Number: 704-366-8676
Firm Website:
Registered State(s):
  • NC
Current Firm Details
Dalton Financial LLC
Firm's CRD Number: 167878
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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