Marc NolanCRD Number: 5594838
Current Firm: Corecap Advisors
Marc Nolan (CRD# 5594838) is an Investment Advisor Representative working at Corecap Advisors in Arnold, MO and has over 9 years of experience in the finance industry.
Carsonallaria Wealth Management, Ltd.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
|Madison Avenue Securities, LLC||San Diego, CA||Jun 2016 - Feb 2017||< 1|
|National Planning Corporation||Kirkwood, MO||Dec 2013 - Jun 2016||2|
|Metlife Securiites Inc.||Kirkwood, MO||Aug 2011 - Sep 2013||2|
|Lpl Financial||Kirkwood, MO||Dec 2010 - Aug 2011||< 1|
|Thrivent Investment Management Inc.||Overland, MO||Sep 2008 - Dec 2010||2|
|Thrivent Financial For Lutherans||Appleton, WI||Sep 2008 - Dec 2010||2|
|Self Employed||Kirkwood, MO||Feb 2007 - Sep 2008||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Criminal Record
Total Assets Under Management600MILLIONS
Total Number of Accounts2,950ACCOUNTS
Average Account Value$203,390
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV