Mark Bassett, financial advisor Encino CA
93 score

Mark Bassett

CRD Number: 5899265
Current Firm: Td Ameritrade, Inc.

Mark Bassett (CRD# 5899265) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Encino, CA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade Encino, CA Feb 2017 - Current 1
Bank Of America, N.a. Oxnard, CA Mar 2012 - Jan 2017 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oxnard, CA Jan 2012 - Jan 2017 5
Morgan Stanley Smith Barney Oxnard, CA Jul 2011 - Jan 2012 < 1
Sagepoint Financial Camarillo, CA Mar 2011 - Jul 2011 < 1
Genworth - Fidelity Life Insurance And Long Term Care Oxnard, CA Jun 2010 - Jul 2011 1
William Shatner's Hba Inc. Malibu, CA Dec 2003 - Jun 2010 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2011
Contact Info for Mark S. Bassett
Phone Number: (800) 669-3900
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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